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China Consults on Infant Formula Recipe Registration Measures

Onsite inspection procedures are clarified and will become mandatory for registration. Enterprises that violate Chinese laws, rules or regulations etc. and have been listed in the credit blacklist can have their registration application rejected and /or have any existing registration approvals canceled. Manufacturers must show distinctive difference between different product lines including clear differences in both composition and nutritional features.

As revealed by SAMR notification [1] on June 26th, SAMR is now soliciting opinions on the revision of Administrative Measures for Registration of Infant and Young Children Milk Powder Formula Recipes (2016) [2], fulfilling plans raised in Opinions of the Central Committee of the CPC and the State Council on Deepening the Reform and Strengthening Food Safety [3]

This administrative measures apply to both domestic and overseas infant formula enterprises. Here are the details.

Main Revisions

  • Stricter registration requirements

  • Applicants must demonstrate qualified production techniques during the entire production process

  • Product recipe shall be submitted to SAMR along with other application materials including a supporting rationale for product development. 

  • SAMR will reject applications under the following 7 conditions:

Provision 19:
SAMR shall reject registration applications when:
  1. applicants do not possess competent R&D, production or testing capacity for target recipe production

  2. application material cannot support recipe scientificity, safety and/or lacks sufficient evidence. The statements made in the application materials are contradictory, unreal or noncompliant with laws, regulations and national food safety standards. Applicants fail to submit supplementary materials before the deadline or the supplementary materials submitted are still noncompliant;

  3. applicants fail to confirm the onsite inspection before the deadline, refuse or do not cooperate in the onsite inspection; the application materials are believed to be falsified, do not correspond to the onsite situation or with severe problems; applicants didn't rectify problems raised by officials in time;

  4. applicants refuse or do not cooperate in random inspection; unqualified product examination report; the examination result shows the determination method is not scientific; 

  5. product lines do not contain distinctive differences 

  6. applicants have violated laws severely and are listed in the credit blacklist [4]

  7. others

  • When applying for the formula registration of other series, enterprises must show distinctive difference in both recipe composition and nutritional features. Scientific studies are also required.

  • To enterprises who violate laws severely and are listed in the credit blacklist, their registration approval will be canceled. (provision 37)

  • Requirements for labels and instruction manual are further detailed, eg. images of both infants and women shall not be used,  "breast milk" mimetic claims or similar terminology is also forbidden.

  • Newly added requirements for alteration application

  • Applicants shall also submit a verification report for recipe alteration to SAMR, along with alteration application, etc.

  • During the practical production, the amount of ingredients and food additives are allowed to be adjusted rationally, if the content of ingredients table and nutrient component table remains the same. In this case, there's no need for enterprises to apply for the alteration application.

  • If recipe adjustment changes the content of ingredient and nutrient component table, then manufacturers will be required to submit a new registration application which will be assessed on a case by case basis. 

  • Implementing the principle of "streamlining administration, delegating powers, and improving regulation and services" reform

  • Enterprises shall bear the major responsibility. Before submitting a written report to SAMR, the parent company shall fully evaluate the feasibility of using the infant formula recipe from its wholly-owned subsidiaries, or allow the wholly-owned subsidiaries to use its registered recipe, to ensure product safety.

  • Alteration of the manufacturer's administrative address (the facility actually didn't move) will be approved when officials confirmed it onsite.

  • When enterprises apply for product name alteration, product labels alteration, and alterations that won't influence the infant formula recipe, evaluation authority shall deal with the alteration within 10 working days.

  • To validate the function of E-certificate, which will be effective for 5 years.

  • The re-examination part was canceled.

  • Onsite inspection procedures are clarified

  • Onsite inspection procedures are clarified and will become mandatory during registration. (Although the 2016 version also regulated onsite inspection requirements, they are too general and not always carried out during the practical implementation.)

  • Inspection authority shall confirm the onsite inspection schedule with applicants within 3 days after receiving the notification from evaluation authority. Applicants shall confirm the onsite inspection date within 30 working days. The officials will review the R&D, production, testing capacity of applicants as well as the consistency between application materials and the actual situation onsite. This inspection will be finished within 20 working days starting from the confirmed inspection date.

  • The onsite inspection timeframe to overseas manufacturers depends.

  • Competent authority was changed from CFDA to SAMR due to the institutional reform underwent in 2018.

  • This measure will come into effect on the release day, replacing the Administrative Measures for Registration of Infant and Young Children Milk Powder Formula Recipes (2016) at the same time.

Feedback Collection

Any comments should be sent to SAMR prior to July 25, 2019, via following channels:

  1. Go to China Law Opinion Solicitation System and leave comments under this administrative measures

  2. Send emails to [email protected]. Please note "《婴幼儿配方乳粉产品配方注册管理办法(征求意见稿)》公开征集意见" in the subject line, which is translated to “Opinions on Administrative Measures for Registration of Infant and Young Children Milk Powder Formula Recipes (opinion consultation)”

  3. Mail letters to SAMR, and note "《婴幼儿配方乳粉产品配方注册管理办法(征求意见稿)》公开征集意见" on the envelope

Address in Chinese: 北京市西城区展览路北露园1号楼,市场监管总局特殊食品司
Postcode: 100037

Editor's Note

On May 23, 2019, the National Development and Reform Commission of China issued the 'The Promotion Action Plan of Domestic Infant Formula Milk Powder' [5], which was designed to stimulate an increase in overall production volume of domestic infant formula by enhancing infant formula quality, etc., from all the policies China released these years to help revitalize its dairy industry [6], we can see China's determination and endeavor in getting rid of label with "unqualified infant formula".

Given that these administrative measures will come into effect on the release day, enterprises registering products should prepare for onsite inspection in advance. To overseas enterprises that have already registered products, they still need to optimize their products to ensure each product line is clearly differentiated in terms of formula and ingredients. 

For the full version of this administrative measures, please contact [email protected] for translation service.

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